Advisor Practice
Clients, accounts, and compliance at a glance.
Total AUM
$135,160,000
33 managed accounts
Clients
13
Active + prospects
Annual Revenue
$819,785
Projected from fee schedules
Risk Profiles Due
6
Stale or missing
Client Pipeline
All clients, newest first.
| Client | Stage | AUM | Risk |
|---|---|---|---|
| Steinberg-Cohen Family | Active | $11,080,000 | Current |
| Raman Family | Active | $5,500,000 | Current |
| Castellano Family | Active | $17,100,000 | Current |
| Chen-Morrison Family | Active | $8,700,000 | Stale |
| Washington-Briggs Household | Active | $4,095,000 | Current |
| Delacroix Household | Active | $6,135,000 | Current |
| O'Connell Family Trust | Active | $31,600,000 | Missing |
| Morrison Household | Proposal | $0 | Missing |
| Whitfield Family | Active | $22,080,000 | Stale |
| Nakamura Household | Active | $7,620,000 | Current |
Alerts
Review and act.
Risk Profile Overdue
6Chen-Morrison Family
David Chen-Morrison
O'Connell Family Trust
Patrick O'Connell
Morrison Household
Gregory Morrison
Whitfield Family
Richard Whitfield
Thornton Household
James Thornton
KYC Review Required
10Steinberg-Cohen Family
Last verified Mar 2025
Raman Family
Last verified Dec 2024
Castellano Family
Last verified Feb 2025
Chen-Morrison Family
Last verified Jan 2025
Washington-Briggs Household
Last verified Feb 2025
No activity in 90+ days
1Thornton Household
In Prospect since Jan 2026